full-compliance-check
Conduct comprehensive compliance screening using all available tools including sanctions, PEP, adverse media, UBO, and business registry checks for thorough due diligence
When & Why to Use This Skill
This Claude skill automates the end-to-end compliance and due diligence process by orchestrating multiple screening tools. It effectively solves the complexity of manual KYC (Know Your Customer) and AML (Anti-Money Laundering) checks by aggregating sanctions, PEP, adverse media, and corporate registry data into a single, risk-scored report, ensuring regulatory adherence and mitigating financial risk.
Use Cases
- Client Onboarding (KYC): Instantly verify new individual or corporate clients against global sanctions and PEP lists to ensure safe business relationships.
- Investment Due Diligence: Conduct thorough investigations into potential acquisition targets or partners by verifying business registries and identifying Ultimate Beneficial Owners (UBO).
- Risk Management & Monitoring: Periodically screen existing vendors or partners for adverse media or updated sanctions to maintain a proactive compliance posture.
- Legal & Regulatory Audits: Generate comprehensive, timestamped compliance reports for audit trails to demonstrate thorough due diligence to regulators.
| name | full-compliance-check |
|---|---|
| description | Conduct comprehensive compliance screening using all available tools including sanctions, PEP, adverse media, UBO, and business registry checks for thorough due diligence |
| allowed-tools | ["Bash", "Read", "Write", "WebSearch"] |
Full Compliance Check Skill
Purpose
This meta-skill orchestrates a complete compliance screening workflow, running multiple tools in sequence to provide comprehensive due diligence on individuals or organizations.
When to Use This Skill
Activate this skill when the user:
- Requests a "full background check" or "comprehensive screening"
- Asks to "investigate" or "run due diligence" on an entity
- Needs complete compliance verification
- Uses terms like: "full check", "complete screening", "thorough investigation", "KYC", "AML check"
Workflow
1. Initial Assessment
- Identify entity type (Person/Company)
- Extract entity name and any aliases
- Determine jurisdiction if known
2. Core Compliance Checks (Run in Sequence)
# 1. Sanctions Screening
from src.tools import sanctions
sanctions_result = sanctions.check(entity_name)
# 2. PEP Screening (if individual)
from src.tools import pep_check
pep_result = pep_check.check(entity_name)
# 3. Adverse Media
from src.tools import adverse_media
media_result = adverse_media.check(entity_name)
# 4. Business Registry (if company)
from src.tools import business_registry
registry_result = business_registry.check(entity_name)
# 5. UBO Lookup (if company)
from src.tools import ubo_lookup
ubo_result = ubo_lookup.check(entity_name)
3. Risk Scoring
Aggregate findings to determine overall risk level:
- High Risk: Sanctions match, Level 1-2 PEP, serious adverse media
- Medium Risk: Potential sanctions, Level 3-4 PEP, moderate adverse media
- Low Risk: Clear on all checks, minor or no findings
4. Report Generation
Compile comprehensive report including:
- Executive summary with risk rating
- Detailed findings from each tool
- Recommendations for next steps
- Timestamp and sources
Example Workflow
User: "Run full compliance check on Global Ventures LLC"
Actions:
- Run sanctions check → Clear
- Run business registry → Found, registered Delaware
- Run UBO lookup → 3 beneficial owners identified
- Run adverse media → Minor tax dispute 2019
- Generate report → Low-Medium Risk
Important Notes
- Always run core compliance tools first
- Document all findings for audit trail
- Consider running enhanced checks if initial screening raises concerns
- Timeouts may occur with multiple API calls - handle gracefully
- Results should be reviewed by compliance professionals for final determination